Financial Settlements Analyst Job at Insight Global, Jacksonville, FL

Y2w4WHhpZXZTVEM4VEUrQXM0RUhta1JnL0E9PQ==
  • Insight Global
  • Jacksonville, FL

Job Description

***Must sit on-site in Jacksonville, FL***

Position: Financial Settlements Analyst

Duration: 6 month contract to start (potential to extend or convert)

Location: Jacksonville, FL - hybrid

Pay Rate: Waiting to confirm - most likely between 35/hour-45/hour

MUST HAVES:

2+ years of experience working with Securities, Brokers, or Settlements in Banking/Financial Industry

• Risk/Control Mindset - strong attention to detail

• Analytical/Critical Thinking skills

• Problem Solving - Self-motivated and able to work unsupervised. Candidate will be able to manage own time and know when to escalate.

• Written Communications - Presentable, confident and client focused. Comfortable leading meetings, creating presentation documents, and speaking to senior stakeholders.

• Innovative Thinking - Ability to work collaboratively and challenge current processes in clear, logical manner.

PLUSSES:

• Quality Assurance - Working knowledge of equities clearing, broker dealer operations, and Securities and Exchange Act Regulations.

• Any experience with Altryx, SharePoint, and/or JIRA - to help streamline their work

JOB DESCRIPTION:

The role resides within the Client Asset Control Group (CACG) Americas (AMRS) region. CACG AMRS is a Global Markets Operations team which provides front-to-back oversight of customer protection regulatory requirements across two registered broker dealers.

The role will serve as an individual contributor, acting as a subject matter expert (SME) and liaison for front office and operations partners regarding firm specific queries on treatment for custody, processing flows and/or new business proposals under the US broker dealer regulatory customer protection rules, with specific focus on SEA Rule 15c3-3: Possession or Control. The role will support large scale change initiatives.

• Assess the design and effectiveness of the risk and control environment to support Global Data and Reporting Operations and ensure adherence to enterprise-wide standards

• Supports the monitoring and testing of controls by evaluating data to identify issues and control improvements for remediation

• Implements optimized controls and enhanced Quality Assurance (QA) practices to support business continuity efforts

• Conducts and coordinates quality inspection reviews to enhance employee performance and control effectiveness

• Performs QA activities including executing on controls, managing cases, and reporting results

• Executes initiatives by identifying areas of potential testing automation, procedural updates, thematic trends, test script updates, and coaching opportunities to enhance QA program success

• Supports the overall management of and research required for regulatory exams, internal audits, and other monitoring and inspection reviews and evaluates data and information relevant to inspection metrics to support governance activities for dashboard reporting

• Work with Possession or Control and Regulatory Reporting teams to ensure systems and connected processes operated within requirements.

• Liase with front office lines of business on new product designs with impact to client seg and rehypothecation process.

• Provide audit assistance and guidance during internal/external reviews of segregation process.

• Support internal process training to key stakeholders' infrastructure

• Controls Management - Previous experience with DTC settlement and the Customer Protection Rule / SEA Rule 15c3-3.

Job Tags

Contract work,

Similar Jobs

Walmart Inc.

Senior Manager, Content Innovations- Walmart Connect Job at Walmart Inc.

 ...What you'll do at Position Summary... What you'll do... Senior Manager, Content Innovations Walmart Connect About Walmart Connect Walmart Connect helps brands reach Walmarts 150 million weekly shoppers through powerful omnichannel media solutions.... 

DriveLine Solutions & Compliance

Class A Lease Purchase Owner Operator SAP FRIENDLY Job at DriveLine Solutions & Compliance

 ...Class A Lease Purchase Owner Operator - SAP FRIENDLY Get Paid the Monday after you START! No more 2 weeks in the hole! Position...  ...& APU ~ Weekly payments range $300 to $650 ~$0 Money Down & No Credit Check ~ No balloon payment at the end of the contract ~... 

Integrasafe

Front-End Web Developer Job at Integrasafe

 ...publicly-available product, and air quality monitoring system. Job Description CONTRACTOR POSITION Intro: We need front-end development for our company website. We sell physical products, so our website is focused on showcasing those products and selling... 

Breeze Airways

Part-Time Flight Attendant - Paid Training & Travel Perks Job at Breeze Airways

 ...An airline company is looking for a Part-Time Flight Attendant at their New Orleans Crew Base. Responsibilities include providing exceptional guest service and maintaining safety standards. Candidates should be at least 21, have a high school diploma, and demonstrate excellent... 

Bronco Electric, Inc.

Electrical Estimator Job at Bronco Electric, Inc.

 ...WE ARE HIRING! Bronco Electric, Inc. is seeking an experienced and motivated Electrical Estimator with at least 3 years of experience in commercial and industrial projects. This position plays a key role in supporting our pre-construction team by preparing accurate and...