Compliance Associate Job at Atlantic Group, New York, NY

ZmxJUXppK3NTREd3UVV1SXM0Z0dsVVJ0L0E9PQ==
  • Atlantic Group
  • New York, NY

Job Description

Location: Midtown Manhattan

Compensation: $130k-$170k + Bonus

Responsibilities:

  • Oversee employee personal trade reviews, certifications, and gift/entertainment requests.
  • Assist with preparation and submission of filings, including foreign ownership disclosures.
  • Facilitate compliance training for employees and ensure seamless onboarding for new hires.
  • Approve, log, and monitor expert network calls to maintain compliance standards.
  • Research, resolve, and escalate compliance issues with actionable recommendations.
  • Serve as a point of contact for third party service provider due diligence
  • Facilitate AML/KYC due diligence, screening, and reporting, ensuring adherence to all relevant laws and regulations.
  • Monitor emerging and evolving regulatory requirements related to Environmental, Social, and Governance (ESG) and other relevant sustainability or impact-related disclosures

Qualifications:

  • 2-6 years of experience in in-house legal and/or compliance department
  • Knowledge of the Investment Advisers Act of 1940 and its related rules and regulations, as well as broad knowledge of financial industry compliance programs
  • Strong time management, planning and organizational skills.
  • Ability to work independently but also collaborate in a team-oriented, cross functional and fast paced environment.
  • Strong communication skills.

#44181

Job Tags

Similar Jobs

Southeast Power Corporation

Transmission Lineman Job at Southeast Power Corporation

Position Summary:The Journeyman Lineman (transmission) is a skilled position in the construction, maintenance & repair of overhead electrical transmission systems.This position works in various locations/requires travel to other states depending on customer needs._... 

stayAPT Suites

Hotel General Manager Job at stayAPT Suites

 ...This Residential Hotel Manager is responsible for managing daily hotel operations to achieve planned goals for revenue and profit while maintaining standards for guest satisfaction, employee satisfaction, quality assurance, and asset protection; provide leadership, training... 

Renewyx

Solar C&I Design Engineer Job at Renewyx

 ...Start Date: ASAP About the Company This rapidly growing EPC and electronics manufacturing firm is scaling fast in the solar energy space. With a background in custom electronics and a strong foothold in commercial & industrial (C&I) solar projects, theyre... 

Siemens Energy

Technical Training Specialist Power Generation Job at Siemens Energy

 ...Siemens Energy power generation equipment. How Youll Make an Impact Design, development, and delivery of employee technical training focusing on Siemens Energy and legacy large frame turbine generator equipment. Work closely with SE Service Operations and... 

Realm Business and Tax Advisory

Senior Bookkeeper Job at Realm Business and Tax Advisory

 ...communication, digital-first workflows, and real relationships. Whether working with real estate investors, hospitality operators, or founders...  ...development assistance ~ Retirement plan ~ Work from home Schedule: ~ Monday to Friday Supplemental Pay: Bonus...